10 Questions To Ask Your Investment Advisor

1. What experience do you have?

2. Do you accept fiduciary responsibility across all aspects of our relationship?

3. What services do you offer?

4. What is your approach to financial planning?

5. What is your investment philosophy?

6. How will I pay for your services and how much do you charge?

7. Will you be providing me with an Agreement or Letter of Engagement outlining the services you will be providing and the fees I will be paying?

8. Could anyone besides me benefit from your recommendations?

9. Have you or your company ever been publicly disciplined for any unlawful or unethical actions in your professional career?

10. Can I have these answers in writing on company letterhead?